At the heart of the financial industry is a mass of highly sensitive data: Account numbers, cardholder data, bank statements, and secrets that could be used to commit insider trading. The industry has built a wall around this data in the form of regulation, maintained by regulatory authorities such as the Securities and Exchanges Committee (SEC) and the Financial Industry Regulatory Authority (FINRA)
Read more: https://blog.microfocus.com/worm-compliance-archiving-finra/?source=Snapzu
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